Assembly/AU/11 (XIII)
Annex II
Page 21
proceed with a request under article 89(1) for the surrender of a person to the
Court if this would require the requested state to act inconsistently with its
obligations under international law with respect to the state or diplomatic immunity
of a person or property of a third state, unless the Court can first obtain the
cooperation of that third state for the waiver of the immunity. The provision
makes no reference to the personal immunity of heads of state, heads of
government and foreign ministers, but the object and purpose of the provision
demands that the term ‘diplomatic’ immunity be interpreted to encompass these
other immunities of the same genus. Article 98(1) applies only in respect of
persons and property of a third state: as regards States Parties inter se, the
immunities from foreign legal process otherwise available under international law
pose no bar to the surrender of persons to the Court.
32.
The ICC regime is premised on the principle of ‘complementarity’.167
Complementarity is embodied in article 17 of the Rome Statute and relies on the
concept of admissibility. What it means in practice is that states (and not just
states parties) are entitled to pre-empt the prosecution of crimes within the
Court’s jurisdiction: if a state investigates and/or prosecutes a given case itself or
has done so, and does or has done so genuinely168, the case becomes
inadmissible before the ICC. At the same time, a state is not obliged to prosecute
first but may instead refer the case directly to the Court.
IV.
THE KEY POINTS OF AU-EU CONCERN OVER UNIVERSAL
JURISDICTION
IV.1
African concerns
33.
African states welcome the principle of universal jurisdiction, and are committed
to addressing impunity, as shown by Article 4(h) of Constitutive Act of the African
Union 2000 and as emphasized in subsequent AU decisions.169 Article 4(h) of
the Constitutive Act, in laying down the right of the AU to intervene in a Member
167
The preamble’s tenth recital emphasises ‘that the International Criminal Court established under this Statute shall be
complementary to national jurisdictions’, and article 1 provides that ‘[a]n International Criminal Court is hereby established ...
and shall be complementary to national jurisdictions’.
168
Article 17(2) of the Rome Statute indicates that in order to determine a state’s unwillingness to prosecute genuinely in a
particular case, the Court shall consider whether ‘(a) The proceedings were or are being undertaken or the national decision
[not to prosecute] was made for the purpose of shielding the person concerned from criminal responsibility for crimes within
the jurisdiction of the Court referred to in article 5; (b) There has been an unjustified delay in the proceedings which in the
circumstances is inconsistent with an intent to bring the person concerned to justice; (c) The proceedings were not or are not
being conducted independently or impartially, and they were or are being conducted in a manner which, in the circumstances, is
inconsistent with an intent to bring the person concerned to justice.’
169
Decision Assembly/AU/Dec. 199(XI), 1 July 2008 and Decision Assembly/AU/Dec. 240(XII), 4 February 2009.
Version 31 March 09(FINAL)