Assembly/AU/11 (XIII)
Annex II
Page 16
has held that state immunity does not bar the prosecution of a former head of
state for torture pursuant to the Convention Against Torture 1984.114 On the other
hand, other courts (e.g. the Belgian Court of Cassation115 and lower courts,116 the
French Court of Cassation,117 the UK magistrates’ courts118 and the Spanish
Audiencia Nacional119) and prosecutorial authorities (e.g. the Danish prosecuting
authorities,120 the prosecutors of the Tribunal de Grande Instance and Court of
Appeal of Paris121 and the German Federal Prosecutor122) have upheld
immunities in these or similar circumstances.
25.
Beyond these legal limitations, certain practical limitations to the exercise of
universal jurisdiction exist. The first is the difficulty of collecting evidence in
relation to crimes committed abroad, especially when the state where the crime is
alleged to have occurred refuses to co-operate.
Prospective evidentiary
problems are a major reason why few prosecutors in EU Member States have
initiated proceedings on the basis of universal jurisdiction to date. A second
practical limitation is the awareness on the part of many prosecuting authorities
and courts of the diplomatic sensitivities at stake when the conduct of a serving,
and in some cases former, state official is involved.
114
R v Bow Street Metropolitan Stipendiary Magistrate, Ex parte Pinochet Ugarte (No 3) [2000] 1 AC 147, 24 March 1999,
House of Lords.
115
Abbas Hijazi et al. v Sharon et al., 127 ILR 110, 121, 12 February 2003, Court of Cassation.
116
A number of complaints filed in Belgium by private parties, before the Sharon case and the amendments of 5 August 2003 to
the Code of Criminal Procedure, were dismissed on the basis of respect for the immunity of a foreign head of state: see the
complaints against Cuban President Fidel Castro, Iraqi President Saddam Hussein, Ivorian President Laurent Gbagbo,
Mauritanian President Maaouya Ould Sid’Ahmed Taya, Rwandan President Paul Kagame, President of the Central African
Republic Ange-Félix Patasse and President of the Republic of Congo Denis Sassou Nguesso. A complaint filed against Yasser
Arafat, President of the Palestinian Authority, was dismissed on analogous grounds. For more on Belgian practice in relation to
universal jurisdiction, see www.ulb.ac.be/droit/cdi under ‘Dossiers’.
117
SOS Attentats et Béatrice Castelnau d’Esnault c. Gadafy, 125 ILR 490, 508, 13 March 2001, Court of Cassation.
118
Re Mugabe, ILDC 96 (UK 2004), 14 January 2004, Bow Street Magistrates’ Court; Re Mofaz, 128 ILR 709, 12 February 2004,
Bow Street Magistrates’ Court; Re Bo Xilai, 128 ILR 713, 8 November 2005, Bow Street Magistrates’ Court.
119
Hassan II, 23 December 1998, Audiencia Nacional (Central Examining Magistrate No 5); Obiang Nguema et al., 23 December
1998, Audiencia Nacional (Central Examining Magistrate No 5); Castro, 4 March 1999, Audiencia Nacional (Plenary) and 13
December 2007, Audiencia Nacional (Plenary); Rwanda, 6 February 2008, Audiencia Nacional (Central Examining Magistrate No
4) (immunity of President Paul Kagame).
120
In 2001 the Danish authorities rejected an application for the prosecution of Carmi Gillon, the Israeli ambassador accredited to
Denmark, who, in his former capacity as the head of the General Security Services (GSS or Shin Bet), was alleged to have been
responsible for acts of torture carried out by the service. The Ministry of Justice stated that the special rules on diplomatic
immunity enshrined in the Vienna Convention on Diplomatic Relations 1961 trumped the general rules embodied in the Torture
Convention to the extent of the inconsistency.
121
On 16 November 2007, the District Prosecutor (Procureur de la République) of the Tribunal de Grande Instance of Paris
announced that he would not investigate a complaint filed with him alleging that former US Secretary of Defense Donald
Rumsfeld had ordered and authorised torture. The decision was explained by the Public Prosecutor (Procureur Général) of the
Court of Appeal of Paris in a letter of 27 February 2008 as being based on considerations of immunity. A complaint filed against
President Mugabe in France in 2003 was also rejected, out of respect for the immunity of a foreign head of state.
122
See the decision of the German Federal Prosecutor of 24 June 2005 refusing to open an investigation into allegations of crimes
against humanity committed while in office by the former head of state of China, Jiang Zemin, and the similar refusal of 28 April
2005 in respect of the Vice-President of Chechnya, Ramzan Kadyrov.
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