Assembly/AU/11 (XIII)
Annex II
Page 23
38.
In so far as the indictment of sitting state officials is concerned, there is disregard
for immunities enjoyed by state officials under international law. Consequently,
any such indictment severely constrains the capacity of African states to
discharge the functions of statehood on the international plane.
IV.2 European concerns
39.
It is apparent to the independent experts appointed by the EU that Member
States of the EU, like African states, view the exercise of universal jurisdiction as
an essential weapon in the fight against impunity for serious crimes of
international concern. They appear to consider the exercise of universal
jurisdiction as an important measure of last resort which is necessary to ensure
that perpetrators of serious crimes of international concern do not go unpunished
whenever the state where the crime has allegedly been committed and the
state(s) of nationality of the suspect and victims are manifestly unwilling or unable
to prosecute.
40.
The independent experts appointed by the EU understand the concern expressed
by AU Member States. In their view, however, these concerns should not be
overstated. Criminal proceedings initiated against African state officials on the
basis of universal jurisdiction represent only a part of the total number of
exercises of universal jurisdiction by EU Member States. Proceedings have been
instituted or sought against nationals, whether officials or otherwise, from states
of most other regions of the world.171 Moreover, those proceedings which have
resulted in an actual indictment, let alone trial and conviction, remain an
exception. In many cases, proceedings have been discontinued out of respect for
the immunities accorded state officials by international law.
41.
The independent experts appointed by the EU believe it is crucial to emphasize
the attachment of the various national legal traditions within the EU to the cardinal
constitutional principle of the independence of the judiciary. They believe that
any measures proposed to address the concerns of AU Member States regarding
the exercise of universal jurisdiction by EU Member States must take as a starting
point the non-negotiable character of this principle.
42.
It is also crucial to appreciate that the EU’s competence in matters of criminal
jurisdiction is limited. Within the EU, the exercise of jurisdiction in matters of
criminal law is to a large extent a subject- matter falling under the respective
national competences of the 27 Member States of the Union. Any measures
proposed to meet the concerns expressed by AU Member States over the
exercise of universal jurisdiction by EU Member States must be premised on an
understanding of the limited competence of the Union in this regard.
171
See above, section II.2.
Version 31 March 09(FINAL)