Assembly/AU/11 (XIII)
Annex II
Page 7
I.2
Distinction with other bases of jurisdiction under international law
12.
Customary international law permits states to exercise criminal jurisdiction on a
variety of other bases. First and foremost, a state may prosecute persons of any
nationality who commit crimes of any nature within its territory. This is known as
the territoriality principle. A state may also prosecute crimes committed outside
its territory in a range of circumstances. It may do so under the nationality (or
active personality) principle when the perpetrator of the crime is a national of that
state. Alternatively, under the passive personality principle, it may exercise
criminal jurisdiction over extraterritorial acts by non-nationals when the victim of
the crime is a national of that state, at least in respect of serious offences against
the person. Additionally, under what is known as the protective principle, a state
may exercise criminal jurisdiction over extraterritorial acts by non-nationals which
threaten some vital interest of that state, e.g. counterfeiting the national currency.
13.
Under customary international law, these bases of jurisdiction are, like universal
jurisdiction, merely permissive: a state is not obliged to assert a jurisdiction
granted to it by custom. But the various treaties mentioned above oblige states
parties to empower their courts to exercise jurisdiction over the crimes in question
on the above, and sometimes further, bases.
I.3
No mandatory hierarchy of internationally permissible jurisdictions
14.
Positive international law recognises no hierarchy among the various bases of
jurisdiction that it permits. In other words, a state which enjoys universal
jurisdiction over, for example, crimes against humanity is under no positive legal
obligation to accord priority in respect of prosecution to the state within the
territory of which the criminal acts occurred or to the state of nationality of the
offender or victims.
II.
APPROACHES TO UNIVERSAL JURISDICTION IN THE NATIONAL LAW AND
PRACTICE OF MEMBER STATES OF THE AU AND EU12
II.1
African Union: Outline of National Law and Practice of Member States
regarding Universal Jurisdiction
15.
A survey of legislative approaches to universal jurisdiction in the national
legislation of Member States of the African Union shows that jurisdiction over
serious crimes of international concern is exercised by virtue of customary
international law (e.g. Cameroon, Democratic Republic of the Congo, Ethiopia
and South Africa) and under treaties to which such states are parties (e.g.
Botswana, Cameroon, Ethiopia, Kenya, Ghana and Malawi).
12
The following survey is not intended, and should not be read, as a comprehensive account of the national law and practice of
AU and EU Member States in relation to universal jurisdiction. Its purpose is to highlight commonly observed and notable
features of this law and practice. It is based on publicly available documentation.
Version 31 March 09(FINAL)