Assembly/AU/11 (XIII)
Annex II
Page 4
prosecute crimes committed outside its territory in a range of
circumstances. It may do so under the nationality (or active personality)
principle when the perpetrator of the crime is a national of that state.
2. Alternatively, under the passive personality principle, it may exercise
criminal jurisdiction over extraterritorial acts by non-nationals when the
victim of the crime is a national of that state, at least in respect of serious
offences against the person.
3. Additionally, under what is known as the protective principle, a state may
exercise criminal jurisdiction over extraterritorial acts by non-nationals
which threaten some vital interest of that state, e.g. counterfeiting the
national currency. Under customary international law, these bases of
jurisdiction are, like universal jurisdiction, merely permissive: a state is not
obliged to assert a jurisdiction granted to it by custom. But various treaties
oblige states parties to empower their courts to exercise jurisdiction over
treaty based crimes.
(iii) No mandatory hierarchy of internationally permissible jurisdictions
Positive international law recognises no hierarchy among the various bases
of jurisdiction that it permits. In other words, a state which enjoys universal
jurisdiction over, for example, crimes against humanity is under no positive
legal obligation to accord priority in respect of prosecution to the state within
the territory of which the criminal acts occurred or to the state of nationality of
the offender or victims.
(b) Approaches to Universal Jurisdiction in the National Law and Practice of
Member States of the AU and EU
In the course of discussion, it became obvious to the experts that the two areas
under discussion i.e. Africa and Europe have very distinct approaches to the
application of the Principle of Universal Jurisdiction as exhibited below:
(i) African Union: Outline of National Law and Practice of Member States
regarding Universal Jurisdiction
1. Among the AU Members there are States that provide for the exercise of
universal jurisdiction over genocide, crimes against humanity and war
crimes. One State establishes universal jurisdiction over crimes against
humanity and genocide only while there are others who grant universal
jurisdiction over grave breaches of the Geneva Conventions 1949. As for
the UN Convention against Torture 1984 more than half of the Member
States of the AU are states parties to this, however a number of them need
to domesticate the Convention.
2. In at least two AU Member States, immunities as may otherwise serve to
bar the prosecution of foreign state officials have been abrogated in
respect of charges of genocide, crimes against humanity and war crimes.
In addition, in accordance with Article 12 of the Protocol for the Prevention
Version 31 March 09(FINAL)